Cboe Equities Exchanges Disciplinary Actions
- File No. URE-291-08/Star No. 20230777266; DRW Securities, L.L.C.
- June 26, 2025
- Letter of Consent; Cboe EDGA Rules 4.7 - Consolidated Audit Trail - Industry Member Data Reporting and 4.15 - Consolidated Audit Trail - Timely, Accurate and Complete Data
- File No. URE-359-08/Star No. 20230770401-05; Credit Suisse Securities (USA) LLC
- June 6, 2025
- Letter of Consent; Cboe EDGA Rule 2.5 - Restrictions
- File No. URE-208-08/Star No. 20200667547-05; Wall Street Access
- January 16, 2025
- Letter of Consent; EDGA Rules 3.2 - Violations Prohibited, 5.1 - Written Procedures, and 11.8(c) - Intermarket Sweep Order; Rule 611 of Regulation NMS - Order Protection Rule, promulgated under the Securities Exchange Act of 1934, as amended