Cboe Equities Exchanges Disciplinary Actions
- File No. URE-359-06/Star No. 20230770401-03; Credit Suisse Securities (USA) LLC
- June 6, 2025
- Letter of Consent; Cboe BYX Rule 2.5 - Restrictions
- File No. URE-208-06/Star No. 20200667547-03; Wall Street Access
- January 16, 2025
- Letter of Consent; BYX Rules 3.2 - Violations Prohibited, 5.1 - Written Procedures, and 11.9(d) - Orders and Modifiers - Intermarket Sweep Orders; Rule 611 of Regulation NMS - Order Protection Rule, promulgated under the Securities Exchange Act of 1934, as amended