Letter of Consent; Cboe Rules 5.12 - Transactions Off the Exchange, 6.9 - In-Kind Exchange of Options Positions and ETF Shares and UIT Units, 8.2 - Adherence to Law, and 8.16 - Supervision; and OCC By-Laws Article VI, Section 1 - General Clearance Rule
Letter of Consent; Cboe Rule 5.12 - Transactions Off the Exchange, 6.9 - In-Kind Exchange of Options Positions and ETF Shares and UIT Units; and 8.16 - Supervision
Letter of Consent; Cboe Rules 5.73 - FLEX Automated Improvement Mechanism, 6.5 - Nullification and Adjustment of Options Transactions Including Obvious Errors, and 8.16 - Supervision
Letter of Consent; Cboe Rules 7.1 - Maintenance, Retention and Furnishing of Books, Records and Other Information, 8.2 - Adherence to Law and 8.16 - Supervision; Section 17(a) of the Exchange Act and Rule 17a-3 - Records to Be Made by Certain Exchange Members, Brokers and Dealers
Letter of Consent; Cboe Rule 8.2 - Adherence to Law; Rule 15c3-5 - Risk Management Controls for Brokers or Dealers with Market Access, promulgated under the Securities Exchange Act of 1934, as amended.