Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CBOE-2025-022 Amendment No. 1
- April 29, 2025
- The Exchange proposes an amendment to SR-CBOE-2025-022.
- SR-CBOE-2025-022
- March 20, 2025
- The Exchange proposes to amend Rule 4.13 to allow the Exchange to list and trade p.m.-settled SPEQF and SPEQX options.
- SR-CBOE-2025-020
- March 14, 2025
- The Exchange proposes to eliminate position and exercise limits for options on the S&P 500 Equal Weight Index.
- SR-CBOE-2025-017 Amendment No. 4
- May 1, 2025
- The Exchange proposes a fourth amendment to SR-CBOE-2025-017.
- SR-CBOE-2025-017 Amendment No. 3
- March 27, 2025
- The Exchange proposes a third amendment to SR-CBOE-2025-017.
- SR-CBOE-2025-017
- March 14, 2025
- The Exchange proposes to amend Rules 4.3, 4.20, and 8.30, to allow the Exchange to list and trade options on the VanEck Bitcoin Trust.
- SR-CBOE-2025-014
- March 5, 2025
- The Exchange proposes to amend Rule 4.3 to permit the listing of options on Commodity-Based Trust Shares.
- SR-CBOE-2025-011
- February 26, 2025
- The Exchange proposes to amend Rule 4.13 to allow for expiring non-Volatility A.M.-settled index options to trade until the exercise settlement value is determined on the expiration date.
- SR-CBOE-2025-004 Amendment No. 1
- April 22, 2025
- The Exchange proposes an amanedment to SR-CBOE-2025-004.
- SR-CBOE-2025-004
- February 14, 2025
- The Exchange proposes to list CBTX and MBTX options that are P.M.-settled with daily expirations.
- SR-CBOE-2024-036 Amendment No. 1
- January 21, 2025
- The Exchange proposes an amendment to SR-CBOE-2024-036.
- SR-CBOE-2024-036
- August 19, 2024
- The Exchange proposes to list options on Ethereum ETFs.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2025-037
- May 14, 2025
- The Exchange proposes to amend its rules to clarify the timing requirements of when fees must be submitted with an application and when the application will be deemed to be automatically withdrawn.
- SR-CBOE-2025-036
- May 12, 2025
- The Exchange proposes to amend fees related to the Cboe Legacy Silexx platform versions.
- SR-CBOE-2025-035
- May 6, 2025
- The Exchange proposes to update its Fee Schedule to provide a temporary 20% discount on fees assessed to Exchange Trading Permit Holders and non-Trading Permit Holders that purchase $20,000 or more of ad hoc purchases of historical Open-Close Data, effective April 23, 2025 through June 30, 2025.
- SR-CBOE-2025-034
- May 1, 2025
- The Exchange proposes to amend its Fees Schedule with respect to Market-Maker orders transacted on the trading floor.
- SR-CBOE-2025-033
- May 1, 2025
- The Exchange proposes to implement an Excessive Mass Cancel and Purge Fee for SPXW.
- SR-CBOE-2025-031
- April 29, 2025
- The Exchange proposes to amend functionality relating to the processing of auction responses.
- SR-CBOE-2025-030
- April 23, 2025
- The Exchange proposes to update its Fees Schedule in connection with the Exchange’s plans to list and trade options that overlie the S&P 500 Equal Weight Index.
- SR-CBOE-2025-028
- April 15, 2025
- The Exchange proposes to amend its Fees Schedule relating to the Options Regulatory Fee.
- SR-CBOE-2025-026
- April 10, 2025
- The Exchange proposes to amend Rules 4.3, 4.20, and 8.30, to allow the Exchange to list and trade options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF.
- SR-CBOE-2025-025
- April 9, 2025
- The Exchange proposes to amend its Rules to allow the Exchange to list options on the iShares Ethereum Trust (the “Trust”).
- SR-CBOE-2025-019
- March 14, 2025
- The Exchange proposes a rule change to make administrative changes related to SPESG, SPEQF, and SPEQX options.
- SR-CBOE-2025-016
- March 13, 2025
- The Exchange proposes to amend fees for the Cboe Legacy Silexx platform versions.
- SR-CBOE-2025-015
- March 10, 2025
- The Exchange proposes to amend Rules 8.16 and 9.2 related to the production of an annual report from Trading Permit Holders to the Exchange.
- SR-CBOE-2025-013
- February 25, 2025
- The Exchange proposes to amend its rules related to the Preferred Market-Maker (“PMM”) participation entitlement.
- SR-CBOE-2025-010
- February 13, 2025
- The Exchange proposes to amend its fee schedule to adopt fees for Cboe Timestamping Service reports.
- SR-CBOE-2025-009
- February 12, 2025
- The Exchange proposes to amend its Fees Schedule to adopt a Global Trading Hours (“GTH”) Surcharge fee applicable to certain Market-Maker transactions in Mini-SPX Index (“XSP”) options and to amend certain Lead Market-Maker (“LMM”) Incentive Programs.
- SR-CBOE-2025-005
- February 3, 2025
- The Exchange proposes to amend the fee for the Cboe Legacy Silexx Basic platform.
- SR-CBOE-2025-003
- January 10, 2025
- The Exchange proposes to adopt Cboe Timestamping Service which is a market data service comprised of two distinct market data reports.
- SR-CBOE-2025-002
- January 8, 2025
- The Exchange proposes to permit TPHs to opt out of systematic adjustment of AIM auction price if outside of NBBO upon receipt.
- SR-CBOE-2025-001
- January 2, 2025
- The Exchange proposes to amend fees for the Cboe Legacy Silexx platform versions.