Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| DFIC | Dimensional International Core Equity 2 ETF |
| MFUL | Mindful Conservative ETF |
| PSMJ | Pacer Swan SOS Moderate (July) ETF |
| UVIX | 2x Long VIX Futures ETF |
| VIXY | ProShares VIX Short-Term Futures ETF |
| VXX | iPath Series B S&P 500 VIX Short-Term Futures ETN |