Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
GAA | Cambria Global Asset Allocation ETF |
GHTA | Goose Hollow Tactical Allocation ETF |
IGRO | iShares International Dividend Growth ETF |
MLN | VanEck Long Muni ETF |
NJAN | Innovator Growth-100 Power Buffer ETF - January |
RDVI | FT Cboe Vest Rising Dividend Achievers Target Income ETF |
SVIX | -1x Short VIX Futures ETF |