Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
GMAY | FT Vest U.S. Equity Moderate Buffer ETF - May |
IBMT | iShares iBonds Dec 2031 Term Muni Bond ETF |
KMAY | Innovator U.S. Small Cap Power Buffer ETF - May |
NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
TEMT | Tradr 2X Long TEM Daily ETF |
TSLT | T-Rex 2X Long Tesla Daily Target ETF |
ZMAY | Innovator Equity Defined Protection ETF - 1 Yr May |