Reg SHO Threshold List

The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

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Symbol Company Name
MSTU T-Rex 2X Long MSTR Daily Target ETF
NNOV Innovator Growth-100 Power Buffer ETF - November
PBFR PGIM Laddered Fund of Buffer 20 ETF
QMNV FT Vest Nasdaq-100 Moderate Buffer ETF - November
UNOV Innovator U.S. Equity Ultra Buffer ETF - November
XNOV FT Vest U.S. Equity Enhance & Moderate Buffer ETF - November