Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| FFLV | Fidelity Fundamental Large Cap Value ETF |
| NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
| PBAP | PGIM S&P 500 Buffer 20 ETF - April |
| SPBU | AllianzIM Buffer15 Uncapped Allocation ETF |
| UVIX | 2x Long VIX Futures ETF |
| UVXY | ProShares Ultra VIX Short-Term Futures ETF |
| VXX | iPath Series B S&P 500 VIX Short-Term Futures ETN |
| ZAPR | Innovator Equity Defined Protection ETF - 1 Yr April |