Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
GOCT | FT Vest U.S. Equity Moderate Buffer ETF - October |
MSTZ | T-Rex 2X Inverse MSTR Daily Target ETF |
QCOC | FT Vest Nasdaq-100 Conservative Buffer ETF - October |
UOCT | Innovator U.S. Equity Ultra Buffer ETF - October |